The Investment Risk Management Department, which is independent of the investment division and specializes in monitoring, was set up to appropriately manage risks by monitoring investment status of funds from diverse angles.
The Investment Risk Management Department has established a structure to ensure appropriate fund management by deploying human resources with knowledge of investment theories, related business laws and securities trading regulations, as well as IT skills to efficiently and effectively conduct monitoring operations.
The results of monitoring investment status of funds are periodically reported to the Investment and Risk Committee, which comprises the senior management of the investment division and risk management division, and improvement measures, etc. are deliberated and decided on an as-needed basis.
Furthermore, the status of deliberations at the Investment and Risk Committee meetings is regularly reported to the Executive Committee, which comprises the president and other top management team members, to establish a multi-faceted, multi-layered risk management structure on a company-wide level.
The main items to be monitored regarding the investment status of funds are as follows